the Republican Cloakroom

Huizenga (R-MI) – Amendment No. 1 - Exempts Form CRS, a recently developed disclosure document that went through SEC investor testing, from the bill’s investor testing requirements

Y    188

N   229

Gottheimer (D-NJ) – Amendment No. 2 - Requires the SEC to include a specific consideration of the unique challenges senior investors face as part of their overall investor testing

Y   240

N    178

 
Wagner (R-MO) – Amendment No. 3 - Applies the bill’s investor testing requirements only to applicable disclosure documents developed after January 21, 2021 – that is, following the next presidential election cycle

Y   188

N   230

 
Casten (D-IL) [on behalf of Maloney, Sean (D-NY)] – Amendment No. 4 - Clarifies that the term “retail investor” does not mean an institutional investor

Adopted Voice

Y      ✓

N