Al Green (D-TX) Amendment No. 1 - Requires the SEC, in its rulemaking, retrospective review, and post-impact assessment processes, to identify former employers of SEC Commissioners, Directors, and other staff and the benefit they would receive from the action and amend the action to address any potential conflict of interest or appearance of a conflict of interest
DeSaulnier (D-CA) Amendment No. 4 - Prohibits the bill from taking effect until the SEC Chairman and his/her immediate family to divest from securities of a “financial institutions” regulated by the SEC
Raskin (D-MD) Amendment No. 5 - Prohibits the bill from taking effect until the SEC Chairman and Commissioners are trained on ethical standards and codes of conduct
Conaway (R-TX) –Amendment No. 4 - Makes clear Congress’s intent that the Commission may impose and implement position limits as it finds necessary, provided the Commission makes a finding prior to imposing such limits. It makes no changes to the longstanding federal position limits regime for the enumerated agricultural commodities or the existing statutory requirements that Designated Contract Markets impose position limits or accountability levels on all contracts
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